Stock Broker Fraud

Attorney Daniel Bakondi pursues cases involving stock broker fraud.  Mr. Bakondi pursues stock broker fraud matters, working with experts with a combined total of over 50 years experience in the securities arbitration, and having handled over 1000 cases.  Most stock broker fraud cases are brought in FINRA (Financial Regulatory Authority) arbitration.

Stock broker fraud takes on many forms, and related actions may involve a variety of violations of securities laws and FINRA rules.  A stock broker fraud action may be based on rule 10b5 – a material omission in connection with the purchase and sale of a security.  Attorney Bakondi will focus on finding the details of the misrepresentations, and how to prove the fraudulent stock broker’s misconduct. 

If you may have experienced stock broker fraud, please contact Attorney Bakondi for a free consultation.  He will b able to assess whether there was in fact stock broker fraud, and what can be done about it.  If stock broker fraud did occur, Mr. Bakondi may be able to pursue an action to recover some or all of your investment.

Investment losses

Attorney Bakondi works to recover investment losses due to stock broker and investment advisor fraud, negligence, and other violations of the law and breaches of duty.  

For the right case, Attorney Bakondi would bring a class action lawsuit.  If you have investment losses or are interested in finding out more about a securities class action lawsuit, please contact securities attorney Daniel Bakondi.

Current investigations of securities include:

Scott Rothstein Investment Losses

Auction Rate Securities Investment Losses

Citigroup MAT and ASTA Fund Investment Losses

Oppenheimer Bond Funds Investment Losses

Morgan Keegan Mutual Funds, RMK Funds Investment Losses

Provident Royalties / Shale Royalties

Diversified Lending Group

UBS/Lehman Brothers Principal Protected Notes

MedCap Fraud

Prime Capital

Please note:  This website does not make any allegations regarding the above securities matters other than that we are investigating.  To find out which of the above have been involved in claims, please contact us.

San Francisco California Finra Arbitration Attorney Daniel Bakondi takes some securities litigation matters on a contingency fee basis.  Mr. Bakondi is a securities fraud attorney, handling a variety of matters including suing for stock broker fraud, and bringing lawsuits against investment advisors and securities dealers for investment losses that are due to their violations of the law.  Often a securities fraud attorney will bring lawsuits against brokers in FINRA Arbitration.  However, some actions are brought in federal or state court.  If Mr. Bakondi takes your case on a contingency fee basis, there is no attorneys' fee unless there is a recovery to you. (you still may be responsible for filing fees and other costs)  Please contact Attorney Daniel Bakondi to discuss details about possible representation of your case.

• FINRA Arbitration Attorney Daniel Bakondi

• FINRA Mediation Representation and Services

• FINRA Claims Against Broker Dealers, Investment Advisors, Financial Advisors, 

• Arbitration Claims from Filing Through Hearing

• FINRA Arbitration of Tenancy in Common (TIC) Investments

• Claims Against Brokers, Investment Advisors for Failure to do Due Diligence

• Claims Against Brokers, Investment Advisors for Breach of Fiduciary Duty

• Claims Against Brokers, Financial Advisors for Selling an Unregistered Security

• Claims for Selling Unqualified Securities, Unregistered Securities, to Non-Accredited Investors

Securities Fraud Attorney

San Francisco California Securities Fraud Attorney services:

• Securities Fraud Attorney Services in Litigation, Arbitration, and Mediation.  Daniel Bakondi is a securities fraud attorney litigating against people who sell securities in in violation of the law, including stock brokers, investment advisors, and the firms they work for.  
  

• Securities Fraud Litigation involving stocks, bonds, funds, annuities 
  

• Investment Fraud 
  

• Organizational and Shareholder Disputes

• Shareholder Litigation/Derivative Suits 

• Stock and Business Ownership Disputes

• Mergers, Acquisitions, and Reorganization

• Securities Fraud Litigation Against Sponsors

• Class Action Lawsuit for Securities Law Violations Such as Failure to do Due Diligence, Sale of Unregistered Securities, Breach of Fiduciary Duty, Insider Trading,

• Churning and Overtrading

• Lawsuit for Unauthorized Trades

Stock Broker Fraud Attorney

California Stock Broker Fraud Attorney

• Stock Broker Fraud
  

• Stock Broker Fraud Attorney Services
  

• 10b5 Securities Exchange Act - Material Omissions and Misrepresentations
  

• California Corporate Securities Law, Corporations Code Section 25401
  

• Class Action Lawsuit against stock broker, securities broker-dealer, investment advisor
  

• Forgery by Stock Broker, Investment Advisor