Stock Broker & Investment Advisor Fraud and Negligence - Recovery for Investors

Recovery for Selling Bad Securities Including Tenant in Common Investment TIC Properties

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Lawsuits against Stock Brokers and Investment Advisors for Tenant in Common TIC Fraud and Negligence

Attorney Daniel Bakondi seeks recovery for investors whose brokers and investment advisors recommend and sell bad investments.  

Attorney Bakondi brings lawsuits and securities arbitration claims against brokers and sponsors that sell bad investments, violate investors' confidence, do unauthorized trades,  abuse their authority, give negligent advice, or commit fraud.

Some brokers sell unsuitable investments to an investor who does not have sufficient risk tolerance.  Some stock brokers commit outright securities fraud, including by making material misrepresentations or omissions with the purchase or sale of an investment.  Some brokers fail to diversify a portfolio properly or commit overconcentration of the investor into a specific class of investment.  These are broker errors, and often done for the broker's personal financial gain, or negligence, or both.  Broker dealer firms often fail to properly supervise which investments are approved by the firm, and fail to take legal required steps to protect investors.  Some brokers commit churning or overtrading.   Some financial advisors breach their fiduciary duty to the client,  or sell out the client for their own financial interests.  Other broker errors and omissions span the entire spectrum of possible wrongdoing.

Mr. Bakondi is experienced and skilled in secuities litigation, mediation and arbitration and has obtained million dollar judgment against brokers who improperly sell securities. 

If you have had a bad exprience, dont delay.  The law limits the amount of time you have to seek a recovery.  If you suspect a problem, please contact attorney Daniel Bakondi by  email at danielbakondi@yahoo.com to discuss your options for recovering some or all of your investment.

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No attorney-client nor confidential relationship is created through this communication.  You may not rely in any way on this attorney, or any communication from this attorney, and nothing constitutes legal advice nor legal opinion.  Your issue may be time sensitive and may result in loss of rights if you do not obtain an attorney immediately. Attorney licensed to practice in California or California jurisdiction matters only.  

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